Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $3,632,600 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who, during the period of December 12, 1998 to November 16, 2003, purchased or held shares in certain mutual funds in the Excelsior family of funds advised or managed by U.S. Trust: Excelsior Blended Equity Fund; Excelsior Large Cap Growth Fund; Excelsior Small Cap Fund; Excelsior Value and Restructuring Fund; Excelsior Energy and Natural Resources Fund; Excelsior Real Estate Fund; Excelsior Short-Term Government Securities Fund; and Excelsior Intermediate Term Tax-Exempt Fund, inclusive.
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 21, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 8, 2010