Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $6,950,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased the publicly-traded American Depositary Shares (“ADSs”) of Alstom S.A. on the New York Stock Exchange during the Class Period of August 3, 1999 to August 6, 2003, inclusive, and U.S. residents who purchased Alstom ordinary shares on non-United States exchanges during the Class Period.
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 7, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 19, 2011