Trading Symbol: N/A
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $125,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired mortgage pass-through certificates pursuant to Wells Fargo Asset Securities Corporation's July 29, 2005 Registration Statement, October 20, 2005 Registration Statement, or September 27, 2006 Registration Statement and the accompanying prospectuses and prospectus supplements in the following 28 offerings:
WFMBS 2006-1, WFMBS 2006-2, WFMBS 2006-3, WFMBS 2006-4, WFMBS 2006-6, WFMBS 2006-ARl, WFMBS 2006-AR2, WFMBS 2006-AR4, WFMBS 2006-AR5, WFMBS 2006-AR6, WFMBS 2006-AR8, WFMBS 2006-ARl0, WFMBS 2006-ARll, WFMBS 2006-AR12, WFMBS 2006-AR14, WFMBS 2006-AR17, WFMBS 2007-11, WFMBS 2006-7, WFMBS 2006-10, WFMBS 2006-AR16, WFMBS 2006-18, WFMBS 2006-AR19, WFMBS 2006-20, WFALT 2007-PA1, WFMBS 2007-AR4, WFMBS 2007-10, WFMBS 2007-13, and WFMBS 2006-AR15.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 6, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 7, 2011
Dienstag, 23. August 2011
In Re NetBank, Inc. Securities Litigation
Trading Symbol: NTBK
CUSIP Number: 640933107
TERMS OF THE SETTLEMENT: The Settlement consists of $12,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired publicly-registered common stock of NetBank, Inc. during the Class Period of March 16, 2005 to May 21, 2007, and held such stock as of May 21, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 11, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 10, 2011
CUSIP Number: 640933107
TERMS OF THE SETTLEMENT: The Settlement consists of $12,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired publicly-registered common stock of NetBank, Inc. during the Class Period of March 16, 2005 to May 21, 2007, and held such stock as of May 21, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 11, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 10, 2011
In Re Harmony Gold Mining Co. Ltd. Securities Litigation
Trading Symbol: HMY
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $9,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who, during the period between April 25, 2007 and August 7, 2007, inclusive satisfy subsection (a) and/or subsection (b) below, and who suffered damages as a result:
a) Purchased Harmony Gold Mining Co. Ltd. ("Harmony" or the "Company") American Depository Receipts (ADRs) on the New York Stock Exchange or NASDAQ, and who
i. Sold those same ADRs on August 6 or August 7, 2007; or
ii. Held those same ADRs through August 7, 2007;
b) Sold put options or purchased call options on Harmony ADRs on the Chicago Board Options Exchange, and who
i. Purchased those same put options on August 6 or 7, 2007;
ii. Sold those same call options on August 6 or 7, 2007; or
iii. Held those same option positions through August 7, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 9, 2012
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $9,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who, during the period between April 25, 2007 and August 7, 2007, inclusive satisfy subsection (a) and/or subsection (b) below, and who suffered damages as a result:
a) Purchased Harmony Gold Mining Co. Ltd. ("Harmony" or the "Company") American Depository Receipts (ADRs) on the New York Stock Exchange or NASDAQ, and who
i. Sold those same ADRs on August 6 or August 7, 2007; or
ii. Held those same ADRs through August 7, 2007;
b) Sold put options or purchased call options on Harmony ADRs on the Chicago Board Options Exchange, and who
i. Purchased those same put options on August 6 or 7, 2007;
ii. Sold those same call options on August 6 or 7, 2007; or
iii. Held those same option positions through August 7, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 9, 2012
In Re Lancer Partners, L.P. Securities Litigation
Trading Symbol: N/A
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $5,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased or held shares and/or interests in Lancer Partners, L.P. ("Partners") during the period from September 9, 1997 through July 8, 2003 (the "Partners Settlement Class");
On behalf of all persons or entities that purchased or held shares and/or interests in Lancer Offshore, Inc. and/or the Omnifund Ltd. during the period from September 3, 1998 through July 8, 2003 (the "PwC Settlement Class"); and
On behalf of all securities purchasers and/or holders of shares of Lancer Offshore, Inc. or the OmniFund Ltd. successor fund to the Orbiter Fund, Ltd. and the Viator Fund, Ltd. during the period of September 3, 1998 through and including July 8, 2003 (the "Citco Defendants Settlement Class").
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 23, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 21, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $5,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased or held shares and/or interests in Lancer Partners, L.P. ("Partners") during the period from September 9, 1997 through July 8, 2003 (the "Partners Settlement Class");
On behalf of all persons or entities that purchased or held shares and/or interests in Lancer Offshore, Inc. and/or the Omnifund Ltd. during the period from September 3, 1998 through July 8, 2003 (the "PwC Settlement Class"); and
On behalf of all securities purchasers and/or holders of shares of Lancer Offshore, Inc. or the OmniFund Ltd. successor fund to the Orbiter Fund, Ltd. and the Viator Fund, Ltd. during the period of September 3, 1998 through and including July 8, 2003 (the "Citco Defendants Settlement Class").
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 23, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 21, 2011
Montag, 8. August 2011
In Re Motorola, Inc. Securities Litigation
Trading Symbol: MOT
CUSIP Number: 620076109
TERMS OF THE SETTLEMENT: The Settlement consists of $3,150,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the common stock of Motorola, Inc. during the period of October 25, 2007 to January 22, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 3, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 25, 2011
CUSIP Number: 620076109
TERMS OF THE SETTLEMENT: The Settlement consists of $3,150,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the common stock of Motorola, Inc. during the period of October 25, 2007 to January 22, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 3, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 25, 2011
In Re Ambac Financial Group, Inc. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $33,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired any Ambac Financial Group, Inc. securities, including Ambac equity or debt securities or options thereon, or any Structured Repackaged Asset-Backed Trust Securities, Callable Class A Certificates, Series 2007-1,
STRATS(SM) Trust for Ambac Financial Group, Inc. Securities, Series 2007-1 (collectively, "Ambac Securities"), during the period between October 19, 2005 through and including July 18, 2009, including Ambac Securities in or traceable to the February 2007 Directly-Issued Subordinated Capital Securities offering.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 7, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 24, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $33,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired any Ambac Financial Group, Inc. securities, including Ambac equity or debt securities or options thereon, or any Structured Repackaged Asset-Backed Trust Securities, Callable Class A Certificates, Series 2007-1,
STRATS(SM) Trust for Ambac Financial Group, Inc. Securities, Series 2007-1 (collectively, "Ambac Securities"), during the period between October 19, 2005 through and including July 18, 2009, including Ambac Securities in or traceable to the February 2007 Directly-Issued Subordinated Capital Securities offering.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 7, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 24, 2011
In Re Wamex Holdings, Inc./U.N. Dollars Corp./AbsoluteFuture.com/Ramoil Management, Ltd. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $14,256,200 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or acquired:
(i) Wamex Holdings, Inc. common stock from December 1, 1999 through April 6, 2000;
(ii) U.N. Dollars Corp. common stock from December 1, 1999 through March 13, 2000;
(iii) AbsoluteFuture.com common stock from December 1, 1999 through May 31, 2000; and
(iv) Ramoil Management, Ltd. common stock from December 29, 1999 through May 31, 2000 (collectively, the "Eligible Securities").
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 27, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $14,256,200 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or acquired:
(i) Wamex Holdings, Inc. common stock from December 1, 1999 through April 6, 2000;
(ii) U.N. Dollars Corp. common stock from December 1, 1999 through March 13, 2000;
(iii) AbsoluteFuture.com common stock from December 1, 1999 through May 31, 2000; and
(iv) Ramoil Management, Ltd. common stock from December 29, 1999 through May 31, 2000 (collectively, the "Eligible Securities").
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 27, 2011
Montag, 1. August 2011
In Re Infineon Technologies AG Securities Litigation
Trading Symbol: IFX
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $6,200,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired Infineon Technologies AG securities during the period of March 13, 2000 to July 19, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 19, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 24, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $6,200,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired Infineon Technologies AG securities during the period of March 13, 2000 to July 19, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 19, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 24, 2011
In Re Franklin Templeton Funds Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $4,437,370 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of every person who, during the Class Period, purchased, owned or held shares in any of the following mutual funds in the Franklin Templeton Funds:
Templeton Foreign Fund;
Templeton Developing Markets Trust;
Templeton Global Smaller Companies Fund;
Templeton Global Opportunities Trust;
Franklin California Growth Fund (effective 9/1/02, name changed to Franklin Flex Cap Growth Fund);
Templeton Greater European Fund (effective 8/1/99, name changed to Templeton International Fund; effective 8/1/01, name changed to Templeton International (Ex EM) Fund; and effective 4/25/07, merged into Templeton Foreign Fund);
Franklin Small Cap Growth (effective 9/1/01, name changed to Franklin Small-Mid Cap Growth Fund);
Templeton World Fund;
Templeton Growth Fund, Inc.;
Franklin California Tax-Free Income Fund;
Franklin Federal Tax-Free Income Fund;
or Templeton Pacific Growth Fund.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 1, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 12, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $4,437,370 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of every person who, during the Class Period, purchased, owned or held shares in any of the following mutual funds in the Franklin Templeton Funds:
Templeton Foreign Fund;
Templeton Developing Markets Trust;
Templeton Global Smaller Companies Fund;
Templeton Global Opportunities Trust;
Franklin California Growth Fund (effective 9/1/02, name changed to Franklin Flex Cap Growth Fund);
Templeton Greater European Fund (effective 8/1/99, name changed to Templeton International Fund; effective 8/1/01, name changed to Templeton International (Ex EM) Fund; and effective 4/25/07, merged into Templeton Foreign Fund);
Franklin Small Cap Growth (effective 9/1/01, name changed to Franklin Small-Mid Cap Growth Fund);
Templeton World Fund;
Templeton Growth Fund, Inc.;
Franklin California Tax-Free Income Fund;
Franklin Federal Tax-Free Income Fund;
or Templeton Pacific Growth Fund.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 1, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 12, 2011
In Re Levitt Corp. Securities Litigation
Trading Symbol: LEV
CUSIP Number: 52742P108
TERMS OF THE SETTLEMENT: The Settlement consists of $1,950,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased or acquired the securities of Levitt Corporation during the period of January 31, 2007 to August 14, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 7, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 25, 2011
CUSIP Number: 52742P108
TERMS OF THE SETTLEMENT: The Settlement consists of $1,950,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased or acquired the securities of Levitt Corporation during the period of January 31, 2007 to August 14, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 7, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 25, 2011
In Re Oppenheimer Champion Income Fund Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $52,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired shares of the Oppenheimer Champion Income Fund during the period of January 01, 2006 to December 31, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 31, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 30, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $52,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired shares of the Oppenheimer Champion Income Fund during the period of January 01, 2006 to December 31, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 31, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 30, 2011
In Re Oppenheimer Core Bond Fund Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $47,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired shares of the Oppenheimer Core Bond Fund during the period of April 30, 2007 to December 31, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 31, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 30, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $47,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired shares of the Oppenheimer Core Bond Fund during the period of April 30, 2007 to December 31, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 31, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 30, 2011
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