Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $11,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased publicly traded securities of Enron Corporation (or securities issued by Enron-related entities the value or repayment of which was dependent on the credit, financial condition, or ability to pay of Enron) during the period September 9, 1997 to December 2, 2001, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 30, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 16, 2010
Montag, 23. November 2009
In Re Marsh & McLennan Companies, Inc. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $400,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: All persons who purchased the securities of Marsh & McLennan Companies, Inc. during the period from October 14, 1999 through October 13, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 14, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 22, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $400,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: All persons who purchased the securities of Marsh & McLennan Companies, Inc. during the period from October 14, 1999 through October 13, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 14, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 22, 2010
In Re Metropolitan Life Insurance Company Securities Litigation
Trading Symbol: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Settlement consists of $50,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all owners of Metropolitan Life Insurance Company participating policies in force on September 28, 1999, for whom MetLife calculated a positive actuarial equity share under its Plan of Reorganization, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: December 24, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Settlement consists of $50,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all owners of Metropolitan Life Insurance Company participating policies in force on September 28, 1999, for whom MetLife calculated a positive actuarial equity share under its Plan of Reorganization, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: December 24, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
In Re Metropolitan Life Insurance Company Securities Litigation
Trading Symbol: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Settlement consists of $50,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all eligible policyholders of Metropolitan Life Insurance Company, who owned and had in force, as of September 28, 1999, life insurance policies, annuity contracts, or accident and health insurance policies issued by MetLife, or other certificates or interests identified in the Plan of Reorganization, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: December 24, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Settlement consists of $50,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all eligible policyholders of Metropolitan Life Insurance Company, who owned and had in force, as of September 28, 1999, life insurance policies, annuity contracts, or accident and health insurance policies issued by MetLife, or other certificates or interests identified in the Plan of Reorganization, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: December 24, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
In Re ABN Amro Holding N.V. (Callable CDs) Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $9,600,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those who purchased a Callable CD through a broker (including a broker affiliated with a bank) at the full principal amount, where the Callable CD was issued, distributed or underwritten by ABN AMRO Bank N.V., ABN AMRO North America, Inc., LaSalle Bank, N.A., Standard Federal Bank, and/or European American Bank, and purchased at any time before March 9, 2008.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 24, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 8, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $9,600,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those who purchased a Callable CD through a broker (including a broker affiliated with a bank) at the full principal amount, where the Callable CD was issued, distributed or underwritten by ABN AMRO Bank N.V., ABN AMRO North America, Inc., LaSalle Bank, N.A., Standard Federal Bank, and/or European American Bank, and purchased at any time before March 9, 2008.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 24, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 8, 2010
In Re Atlas Mining Company Securities Litigation
Trading Symbol: ALMI
CUSIP Number: 049375108
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: All persons who purchased the common stock of Atlas Mining Company during the period from January 19, 2005 through October 8, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 22, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MAY 6, 2010
CUSIP Number: 049375108
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: All persons who purchased the common stock of Atlas Mining Company during the period from January 19, 2005 through October 8, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 22, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MAY 6, 2010
Samstag, 7. November 2009
In Re Sara Lee Corporation Securities Litigation
Trading Symbol: SLE
CUSIP Number: 803111103
TERMS OF THE SETTLEMENT: The Settlement consists of $4,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: All persons who purchased the common stock of Sara Lee Corporation during the period from August 1, 2002 through April 24, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 11, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 25, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
CUSIP Number: 803111103
TERMS OF THE SETTLEMENT: The Settlement consists of $4,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: All persons who purchased the common stock of Sara Lee Corporation during the period from August 1, 2002 through April 24, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 11, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 25, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
In Re 21st Century Holding Co. Securities Litigation
Trading Symbol: TCHC
CUSIP Number: 90136Q100
TERMS OF THE SETTLEMENT: The Settlement consists of $2,240,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the common stock of 21st Century Holding Co. during the period from October 3, 2006 through May 3, 2007, inclusive
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 14, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 20, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
CUSIP Number: 90136Q100
TERMS OF THE SETTLEMENT: The Settlement consists of $2,240,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the common stock of 21st Century Holding Co. during the period from October 3, 2006 through May 3, 2007, inclusive
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 14, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 20, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
In Re American Home Mortgage Investment Corp. Securities Litigation
Trading Symbol: AHM, AHMNQ & AHMPrA
CUSIP Number: 02660R107, 02660R305 & 02660R206
TERMS OF THE SETTLEMENT: The Settlement consists of $37,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all i) all persons or entities who purchased or otherwise acquired American Home Mortgage Investment Corp. ("AHM" or the "Company") common and/or preferred stock during the period from July 19, 2005 through and including August 6, 2007 on the open market, inclusive (the "Class Period"); and (ii) all persons or entities who purchased or otherwise acquired shares of AHM common stock pursuant or traceable to the registration statements issued in connection with secondary offerings conducted on or about August 9, 2005 and on or about April 30, 2007 through and including August 6, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 23, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 1, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
CUSIP Number: 02660R107, 02660R305 & 02660R206
TERMS OF THE SETTLEMENT: The Settlement consists of $37,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all i) all persons or entities who purchased or otherwise acquired American Home Mortgage Investment Corp. ("AHM" or the "Company") common and/or preferred stock during the period from July 19, 2005 through and including August 6, 2007 on the open market, inclusive (the "Class Period"); and (ii) all persons or entities who purchased or otherwise acquired shares of AHM common stock pursuant or traceable to the registration statements issued in connection with secondary offerings conducted on or about August 9, 2005 and on or about April 30, 2007 through and including August 6, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 23, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 1, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
In Re Globalstar, Inc. Securities Litigation
Trading Symbol: GSAT
CUSIP Number: 378973408
TERMS OF THE SETTLEMENT: The Settlement consists of $1,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of Globalstar, Inc. common stock pursuant to a $127.5 million initial public offering of 7.5 million shares of Globalstar common stock at $17.00 per share on or about November 3, 2006 (the "IPO").
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 28, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 26, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
CUSIP Number: 378973408
TERMS OF THE SETTLEMENT: The Settlement consists of $1,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of Globalstar, Inc. common stock pursuant to a $127.5 million initial public offering of 7.5 million shares of Globalstar common stock at $17.00 per share on or about November 3, 2006 (the "IPO").
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 28, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 26, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
In Re Royal Dutch Petroleum Company/The Shell Transport and Trading Company PLC (Netherlands) Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $389,072,515 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all shareholders who purchased Shell shares on a stock exchange outside the U.S. during the period of April 8, 1999 through March 18, 2004, and who resided or were domiciled outside of the U.S. at the time of their purchase.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: FEBRUARY 28, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 5, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $389,072,515 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all shareholders who purchased Shell shares on a stock exchange outside the U.S. during the period of April 8, 1999 through March 18, 2004, and who resided or were domiciled outside of the U.S. at the time of their purchase.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: FEBRUARY 28, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 5, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
In Re United States Sugar Corporation
Trading Symbol: USGR
CUSIP Number: 912673100
TERMS OF THE SETTLEMENT: The Settlement consists of $8,400,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all owners of shares of Class A common stock of United States Sugar Corporation during the period beginning August 4, 2005 and ending September 24, 2009, the date of the execution of the Stipulation of Settlement.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 14, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
CUSIP Number: 912673100
TERMS OF THE SETTLEMENT: The Settlement consists of $8,400,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all owners of shares of Class A common stock of United States Sugar Corporation during the period beginning August 4, 2005 and ending September 24, 2009, the date of the execution of the Stipulation of Settlement.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 14, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
In Re Hollinger International, Inc. (Ontario Superior Court) Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,722,970 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased Hollinger International, Inc. or Hollinger Inc. securities between August 13, 1999 and March 31, 2003, inclusive, including persons living in the United States, Canada, or elsewhere.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 7, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 15, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,722,970 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased Hollinger International, Inc. or Hollinger Inc. securities between August 13, 1999 and March 31, 2003, inclusive, including persons living in the United States, Canada, or elsewhere.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 7, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 15, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
In Re Hollinger International, Inc. (Saskatchewan Court of Queen’s Bench) Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $1,722,966 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased Hollinger International, Inc. or Hollinger Inc. securities between August 13, 1999 and March 31, 2003, including persons living in the United States, Canada or elsewhere.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 7, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 15, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $1,722,966 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased Hollinger International, Inc. or Hollinger Inc. securities between August 13, 1999 and March 31, 2003, including persons living in the United States, Canada or elsewhere.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 7, 2009
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 15, 2010
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
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