Trading Symbol: AV
CUSIP Number: 053499109
TERMS OF THE SETTLEMENT: The Settlement consists of $4,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or acquired Avaya, Inc. publicly traded securities during the period of March 02, 2005 to April 19, 2005, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 26, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 9, 2010
Montag, 21. Juni 2010
In Re Bear Lake Gold, Ltd. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $1,274,336 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased common stock of BLG traded on the TSX-V during the period from July 18, 2006 to and including July 17, 2009, and who held some or all of those shares when trading in BLG's common stock was halted on July 17, 2009.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $1,274,336 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased common stock of BLG traded on the TSX-V during the period from July 18, 2006 to and including July 17, 2009, and who held some or all of those shares when trading in BLG's common stock was halted on July 17, 2009.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
In Re Huffy Corp. Securities Litigation
Trading Symbol: HUFCQ
CUSIP Number: 444356109
TERMS OF THE SETTLEMENT: The Settlement consists of $8,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased Huffy Corp. publicly-traded securities during the period of April 16, 2002 through August 13, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 8, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 13, 2010
CUSIP Number: 444356109
TERMS OF THE SETTLEMENT: The Settlement consists of $8,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased Huffy Corp. publicly-traded securities during the period of April 16, 2002 through August 13, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 8, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 13, 2010
Montag, 14. Juni 2010
In Re TyCom, Ltd. Securities Litigation
Trading Symbol: TCM
CUSIP Number: G9144B106
TERMS OF THE SETTLEMENT: The Settlement consists of $79,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired shares of TyCom Ltd. during the period of July 26, 2000, through December 17, 2001, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 1, 2010
CUSIP Number: G9144B106
TERMS OF THE SETTLEMENT: The Settlement consists of $79,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired shares of TyCom Ltd. during the period of July 26, 2000, through December 17, 2001, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 1, 2010
In Re Broadcom Corp. Securities Litigation
Trading Symbol: BRCM
CUSIP Number: 111320107
TERMS OF THE SETTLEMENT: The Settlement consists of $160,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired Broadcom Corp. Class A common stock during the period of July 21, 2005 to July 13, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 16, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 13, 2010
CUSIP Number: 111320107
TERMS OF THE SETTLEMENT: The Settlement consists of $160,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired Broadcom Corp. Class A common stock during the period of July 21, 2005 to July 13, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 16, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 13, 2010
In Re HealthSouth Corp. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $117,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired the stock or options of HealthSouth Corp., including HealthSouth securities received in exchange for the stock or options of certain other companies acquired by HealthSouth between April 24, 1997 and March 18, 2003
and to all persons who purchased or otherwise acquired HealthSouth bonds, notes or other debt instruments during the period between March 31, 1998 and March 18, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 29, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $117,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired the stock or options of HealthSouth Corp., including HealthSouth securities received in exchange for the stock or options of certain other companies acquired by HealthSouth between April 24, 1997 and March 18, 2003
and to all persons who purchased or otherwise acquired HealthSouth bonds, notes or other debt instruments during the period between March 31, 1998 and March 18, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 29, 2010
Freitag, 28. Mai 2010
In Re NovaGold Resources Inc. (Canada) (Ontario Superior Court) Securities Litigation
Trading Symbol: NG
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $26,644,800 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons, other than the British Columbia Class and excluded persons, who purchased NovaGold Resources, Inc. common stock on the Toronto Stock Exchange during the Class Period of October 25, 2005 to January 16, 2008 and all persons in Canada who purchased NovaGold common stock on the American Stock Exchange during the Class Period.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 14, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 15, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $26,644,800 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons, other than the British Columbia Class and excluded persons, who purchased NovaGold Resources, Inc. common stock on the Toronto Stock Exchange during the Class Period of October 25, 2005 to January 16, 2008 and all persons in Canada who purchased NovaGold common stock on the American Stock Exchange during the Class Period.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 14, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 15, 2010
In Re NovaGold Resources, Inc. (U.S.) Securities Litigation
Trading Symbol: NG
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $26,644,800 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons, who:
(i) purchased NovaGold Resources, Inc. common stock on the American Stock Exchange during the Class Period of October 25, 2005 to January 16, 2008; (ii) are United States residents that purchased NovaGold common stock on the Toronto Stock Exchange during the Class Period of October 25, 2005 to January 16, 2008; or
(iii) are United States residents that purchased publicly traded NovaGold common stock by any other means during the Class Period of October 25, 2005 to January 16, 2008, and were allegedly damaged thereby.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 14, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 15, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $26,644,800 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons, who:
(i) purchased NovaGold Resources, Inc. common stock on the American Stock Exchange during the Class Period of October 25, 2005 to January 16, 2008; (ii) are United States residents that purchased NovaGold common stock on the Toronto Stock Exchange during the Class Period of October 25, 2005 to January 16, 2008; or
(iii) are United States residents that purchased publicly traded NovaGold common stock by any other means during the Class Period of October 25, 2005 to January 16, 2008, and were allegedly damaged thereby.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 14, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 15, 2010
Montag, 24. Mai 2010
In Re America Service Group, Inc. Securities Litigation
Trading Symbol: ASGRE
CUSIP Number: 02364L109
TERMS OF THE SETTLEMENT: The Settlement consists of $10,500,000 in cash and a minimum of 300,000 shares of America Service Group common stock.
CLASS DESCRIPTION: On behalf of all purchasers of the common stock of America Service Group, Inc. during the period of September 24, 2003 through March 16, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 2, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 16, 2010
CUSIP Number: 02364L109
TERMS OF THE SETTLEMENT: The Settlement consists of $10,500,000 in cash and a minimum of 300,000 shares of America Service Group common stock.
CLASS DESCRIPTION: On behalf of all purchasers of the common stock of America Service Group, Inc. during the period of September 24, 2003 through March 16, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 2, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 16, 2010
In Re CV Technologies, Inc. Securities Litigation
Trading Symbol: CVQ
CUSIP Number: 126664101 & CA1266641010
TERMS OF THE SETTLEMENT: The Settlement consists of $6,656,960 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who acquired securities of CV Technologies Inc., now known as Afexa Life Sciences Inc., during the period from December 11, 2006 to March 23, 2007, on the Toronto Stock Exchange and who held some or all of those Shares at the close of trading on the TSX on March 26, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
CUSIP Number: 126664101 & CA1266641010
TERMS OF THE SETTLEMENT: The Settlement consists of $6,656,960 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who acquired securities of CV Technologies Inc., now known as Afexa Life Sciences Inc., during the period from December 11, 2006 to March 23, 2007, on the Toronto Stock Exchange and who held some or all of those Shares at the close of trading on the TSX on March 26, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
In Re Dyadic International, Inc. Securities Litigation
Trading Symbol: CCPI & DIL
CUSIP Number: 12502A105 & 26745T101
TERMS OF THE SETTLEMENT: The Settlement consists of $4,800,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or acquired securities of Dyadic International, Inc. on a national securities exchange or an electronic quotation system, including, but not limited to, the American Stock Exchange or the OTC Bulletin Board during the period of October 29, 2004 through April 23, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 13, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 13, 2010
CUSIP Number: 12502A105 & 26745T101
TERMS OF THE SETTLEMENT: The Settlement consists of $4,800,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or acquired securities of Dyadic International, Inc. on a national securities exchange or an electronic quotation system, including, but not limited to, the American Stock Exchange or the OTC Bulletin Board during the period of October 29, 2004 through April 23, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 13, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 13, 2010
Sonntag, 16. Mai 2010
In Re Netlist, Inc. Securities Litigation
Trading Symbol: NLST
CUSIP Number: 64118P109
TERMS OF THE SETTLEMENT: The Settlement consists of $2,600,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: All persons who purchased or otherwise acquired NetList, Inc. common stock pursuant or traceable to NetList's November 29, 2006 Initial Public Offering during the period between November 29, 2006 and April 17, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 2, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 2, 2010
CUSIP Number: 64118P109
TERMS OF THE SETTLEMENT: The Settlement consists of $2,600,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: All persons who purchased or otherwise acquired NetList, Inc. common stock pursuant or traceable to NetList's November 29, 2006 Initial Public Offering during the period between November 29, 2006 and April 17, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 2, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 2, 2010
Samstag, 8. Mai 2010
In Re Evergreen Investment Management Company, LLC Securities Litigation
Trading Symbol: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Settlement consists of $32,653,300 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of investors in certain Evergreen mutual funds who incurred losses due to the market timing during the period of September 1, 1998 through June 30, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Settlement consists of $32,653,300 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of investors in certain Evergreen mutual funds who incurred losses due to the market timing during the period of September 1, 1998 through June 30, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
In Re Heartland Advisors, Inc. Securities Litigation
Trading Symbol: HRHYX & HRSDX
CUSIP Number: 422352872 & 422352880
TERMS OF THE SETTLEMENT: The Settlement consists of $3,907,100 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of record holders of shares of Heartland Group, Inc.'s High-Yield Municipal Bond Fund and Heartland Group's Short Duration High-Yield Municipal Fund as of 4:30 p.m. Eastern Time on October 13, 2000, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
CUSIP Number: 422352872 & 422352880
TERMS OF THE SETTLEMENT: The Settlement consists of $3,907,100 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of record holders of shares of Heartland Group, Inc.'s High-Yield Municipal Bond Fund and Heartland Group's Short Duration High-Yield Municipal Fund as of 4:30 p.m. Eastern Time on October 13, 2000, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
Montag, 3. Mai 2010
In Re Global Cash Access Holdings, Inc. Securities Litigation
Trading Symbol: GCA
CUSIP Number: 378967103
TERMS OF THE SETTLEMENT: The Settlement consists of $5,875,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired Global Cash Access Holdings, Inc. common stock during the period of September 22, 2005 through November 14, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
CUSIP Number: 378967103
TERMS OF THE SETTLEMENT: The Settlement consists of $5,875,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired Global Cash Access Holdings, Inc. common stock during the period of September 22, 2005 through November 14, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
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