Trading Symbol: BFT
CUSIP Number: 05873K108
TERMS OF THE SETTLEMENT: The Settlement consists of $2,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased or otherwise acquired the common stock of Bally Total Fitness Holding Corp. during the period of August 03, 1999 through April 28, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: NOVEMBER 8, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 6, 2011
Sonntag, 19. September 2010
In Re Allou Health & Beauty Care, Inc. Securities Litigation
Trading Symbol: ALU
CUSIP Number: 019782101
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,200,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or acquired Class A common stock of Allou Health & Beauty Care, Inc. during the period of June 22, 1998 through April 09, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: NOVEMBER 5, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 12, 2011
CUSIP Number: 019782101
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,200,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or acquired Class A common stock of Allou Health & Beauty Care, Inc. during the period of June 22, 1998 through April 09, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: NOVEMBER 5, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 12, 2011
Samstag, 28. August 2010
In Re New Century Financial Corp. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $124,827,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all other persons and entities who purchased or acquired New Century Financial Corporation common stock; New Century 9.125% Series A Cumulative Redeemable Preferred Stock; New Century 9.75% Series B Cumulative Redeemable Preferred Stock; and/or New Century call options and/or who sold New Century put options, either in the Offerings, pursuant to a registration statement, or in the market during the time period of May 05, 2005 to March 13, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 18, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 15, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $124,827,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all other persons and entities who purchased or acquired New Century Financial Corporation common stock; New Century 9.125% Series A Cumulative Redeemable Preferred Stock; New Century 9.75% Series B Cumulative Redeemable Preferred Stock; and/or New Century call options and/or who sold New Century put options, either in the Offerings, pursuant to a registration statement, or in the market during the time period of May 05, 2005 to March 13, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 18, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 15, 2010
In Re AtriCure, Inc. Securities Litigation
Trading Symbol: ATRC
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $2,750,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased shares of AtriCure, Inc. common stock during the period of May 10, 2007 to October 31, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 27, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 7, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $2,750,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased shares of AtriCure, Inc. common stock during the period of May 10, 2007 to October 31, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 27, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 7, 2011
In Re The Cooper Companies Inc. Securities Litigation
Trading Symbol: COO
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $27,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired the common stock of Cooper Companies, Inc. during the period of July 28, 2004 to November 21, 2005, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 23, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $27,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired the common stock of Cooper Companies, Inc. during the period of July 28, 2004 to November 21, 2005, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 23, 2010
Montag, 23. August 2010
In Re Countrywide Financial Corp. Securities Litigation
Trading Symbol: CFC
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $624,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities that, between March 12, 2004 and March 7, 2008, inclusive, either in the open market or pursuant or traceable to a registration statement:
(1) purchased or otherwise acquired Countrywide Financial Corp. publicly traded common stock or call options, and/or sold Countrywide publicly traded put options; or
(2) purchased or otherwise acquired Countrywide Capital V 7% Securities; or
(3) purchased or otherwise acquired Countrywide Series A Medium-Term Notes, Series B Medium-Term Notes, 6.25% Subordinated Notes Due May 15, 2016; Series L Medium-Term Notes and/or Series M Medium-Term Notes.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 18, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 14, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $624,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities that, between March 12, 2004 and March 7, 2008, inclusive, either in the open market or pursuant or traceable to a registration statement:
(1) purchased or otherwise acquired Countrywide Financial Corp. publicly traded common stock or call options, and/or sold Countrywide publicly traded put options; or
(2) purchased or otherwise acquired Countrywide Capital V 7% Securities; or
(3) purchased or otherwise acquired Countrywide Series A Medium-Term Notes, Series B Medium-Term Notes, 6.25% Subordinated Notes Due May 15, 2016; Series L Medium-Term Notes and/or Series M Medium-Term Notes.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 18, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 14, 2011
In Re Refco, Inc. (THL & Audit Committee Defendants) Securities Litigation
Trading Symbol: RFX
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $130,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired Refco Group Ltd., LLC/Refco Finance Inc. 9% Senior Subordinated Notes due 2012 and/or Refco, Inc. common stock during the class period July 01, 2004 to October 17, 2005, either in the respective initial offering, pursuant to a registration statement, or in the secondary market.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 9, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $130,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired Refco Group Ltd., LLC/Refco Finance Inc. 9% Senior Subordinated Notes due 2012 and/or Refco, Inc. common stock during the class period July 01, 2004 to October 17, 2005, either in the respective initial offering, pursuant to a registration statement, or in the secondary market.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 9, 2010
In Re Refco, Inc. (Underwriter Defendants) Securities Litigation
Trading Symbol: RFX
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $53,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired Refco Group Ltd., LLC/Refco Finance Inc. 9% Senior Subordinated Notes due 2012 and/or Refco, Inc. common stock during July 01, 2004 to October 17, 2005, either in the respective initial offering, pursuant to a registration statement, or in the secondary market.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 9, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $53,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired Refco Group Ltd., LLC/Refco Finance Inc. 9% Senior Subordinated Notes due 2012 and/or Refco, Inc. common stock during July 01, 2004 to October 17, 2005, either in the respective initial offering, pursuant to a registration statement, or in the secondary market.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 9, 2010
Montag, 2. August 2010
In Re Gilead Sciences, Inc. Securities Litigation
Trading Symbol: GILD
CUSIP Number: 375558103 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $8,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the publicly traded securities of Gilead Sciences, Inc. during the period of July 14, 2003 to October 28, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 30, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 6, 2010
CUSIP Number: 375558103 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $8,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the publicly traded securities of Gilead Sciences, Inc. during the period of July 14, 2003 to October 28, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 30, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 6, 2010
Freitag, 23. Juli 2010
In Re China Organic Agriculture, Inc. Securities Litigation
Trading Symbol: CNOA
CUSIP Number: 16943A103
TERMS OF THE SETTLEMENT: The Gross Settlement consists of $600,000. The Fund consists of $300,000 in cash and $300,000 in China Organic stock.
CLASS DESCRIPTION: On behalf of all persons who purchased on the OTC Bulletin Board shares of the common stock of China Organic Agriculture, Inc. during the period of July 12, 2007 to August 14, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 27, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 15, 2010
CUSIP Number: 16943A103
TERMS OF THE SETTLEMENT: The Gross Settlement consists of $600,000. The Fund consists of $300,000 in cash and $300,000 in China Organic stock.
CLASS DESCRIPTION: On behalf of all persons who purchased on the OTC Bulletin Board shares of the common stock of China Organic Agriculture, Inc. during the period of July 12, 2007 to August 14, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 27, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 15, 2010
In Re FLAG Telecom Holdings Ltd. Securities Litigation
Trading Symbol: FTHL
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $24,400,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased common stock of FLAG Telecom Holdings, Ltd. between March 6, 2000 and February 13, 2002, as well as those who purchased FLAG common stock pursuant to or traceable to the Company's initial public offering between February 11, 2000 and May 10, 2000, inclusive, and who were damaged thereby, but excluding any such purchasers who sold all of their FLAG shares prior to February 13, 2002.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 22, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 30, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $24,400,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased common stock of FLAG Telecom Holdings, Ltd. between March 6, 2000 and February 13, 2002, as well as those who purchased FLAG common stock pursuant to or traceable to the Company's initial public offering between February 11, 2000 and May 10, 2000, inclusive, and who were damaged thereby, but excluding any such purchasers who sold all of their FLAG shares prior to February 13, 2002.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 22, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 30, 2010
In Re Herley Industries, Inc. Securities Litigation
Trading Symbol: HRLY
CUSIP Number: 427398102
TERMS OF THE SETTLEMENT: The Settlement consists of $10,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired the publicly traded securities of Herley Industries, Inc. during the period of October 01, 2001 to June 14, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 13, 2010
CUSIP Number: 427398102
TERMS OF THE SETTLEMENT: The Settlement consists of $10,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired the publicly traded securities of Herley Industries, Inc. during the period of October 01, 2001 to June 14, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 13, 2010
In Re JAKKS Pacific, Inc. Securities Litigation
Trading Symbol: JAKK
CUSIP Number: 47012E106
TERMS OF THE SETTLEMENT: The Settlement consists of $3,925,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased JAKKS Pacific, Inc. common stock during the class period of December 03, 1999 to October 19, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 28, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 18, 2010
CUSIP Number: 47012E106
TERMS OF THE SETTLEMENT: The Settlement consists of $3,925,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased JAKKS Pacific, Inc. common stock during the class period of December 03, 1999 to October 19, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 28, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 18, 2010
In Re Red Hat, Inc. Securities Litigation
Trading Symbol: RHAT
CUSIP Number: 756577102
TERMS OF THE SETTLEMENT: The Settlement consists of $20,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the common stock of Red Hat, Inc. during the class period of December 17, 2002 to July 12, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: NOVEMBER 5, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 20, 2010
CUSIP Number: 756577102
TERMS OF THE SETTLEMENT: The Settlement consists of $20,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the common stock of Red Hat, Inc. during the class period of December 17, 2002 to July 12, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: NOVEMBER 5, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 20, 2010
In Re ShoreTel, Inc. Securities Litigation
Trading Symbol: SHOR
CUSIP Number: 825211105
TERMS OF THE SETTLEMENT: The Settlement consists of $3,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased the common stock of ShoreTel, Inc. pursuant or traceable to ShoreTel's Initial Public Offering Prospectus and Registration Statement, or on the open market from July 3, 2007 through January 29, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 24, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 30, 2010
CUSIP Number: 825211105
TERMS OF THE SETTLEMENT: The Settlement consists of $3,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased the common stock of ShoreTel, Inc. pursuant or traceable to ShoreTel's Initial Public Offering Prospectus and Registration Statement, or on the open market from July 3, 2007 through January 29, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 24, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 30, 2010
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