Trading Symbol: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $80,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired notes of Medical Provider Financial Corporation III, Medical Provider Financial Corporation IV, Medical Provider Funding Corporation V, and/or Medical Provider Corporation VI pursuant to private placement memoranda on or after September 18, 2006 from defendants Cullum & Burks Securities, Inc., Securities America, Inc., or CapWest Securities, Inc., or any of their affiliates
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 24, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
Sonntag, 29. Mai 2011
In Re Provident Entities Securities Litigation
Trading Symbol: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $80,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who, purchased or acquired partnership interests, preferred stock, or other securities issued by certain affiliates of Provident Royalties LLC, including corporations designated as "Provident Royalties" or "Shale Royalties" through a series of 21 private
placement offerings that were offered and sold by Defendants to investors and who were damaged thereby during the period of September 1, 2006 through January 22, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 24, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $80,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who, purchased or acquired partnership interests, preferred stock, or other securities issued by certain affiliates of Provident Royalties LLC, including corporations designated as "Provident Royalties" or "Shale Royalties" through a series of 21 private
placement offerings that were offered and sold by Defendants to investors and who were damaged thereby during the period of September 1, 2006 through January 22, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 24, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
Sonntag, 15. Mai 2011
In Re Tellabs, Inc. Securities Litigation
Trading Symbol: TLAB
CUSIP Number: 879664100
TERMS OF THE SETTLEMENT: The Settlement consists of $7,375,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the common stock of Tellabs, Inc. during the Class Period of December 11, 2000 to June 19, 2001, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 2, 2011
CUSIP Number: 879664100
TERMS OF THE SETTLEMENT: The Settlement consists of $7,375,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the common stock of Tellabs, Inc. during the Class Period of December 11, 2000 to June 19, 2001, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 2, 2011
In Re Xybernaut Corporation Securities Litigation
Trading Symbol: XYBRE
CUSIP Number: 984149104
TERMS OF THE SETTLEMENT: The Settlement consists of $4,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of investors who purchased and/or acquired Xybernaut Corporation common stock on or before May 13, 2005, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MAY 31, 2011
CUSIP Number: 984149104
TERMS OF THE SETTLEMENT: The Settlement consists of $4,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of investors who purchased and/or acquired Xybernaut Corporation common stock on or before May 13, 2005, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MAY 31, 2011
Samstag, 7. Mai 2011
In Re Credit Suisse Group Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $70,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired American Depositary Shares ("ADSs") trading on the New York Stock Exchange, or who were U.S. residents who purchased Credit Suisse Group shares on a foreign exchange during the period February 15, 2007 through April 14, 2008 inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 1, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 1, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $70,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired American Depositary Shares ("ADSs") trading on the New York Stock Exchange, or who were U.S. residents who purchased Credit Suisse Group shares on a foreign exchange during the period February 15, 2007 through April 14, 2008 inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: AUGUST 1, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 1, 2011
In Re Signalife, Inc. Securities Litigation
Trading Symbol: SGN
CUSIP Number: 82669P104 & 75623Q200
TERMS OF THE SETTLEMENT: The Settlement consists of $4,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the publicly traded common stock of Signalife, Inc. f/k/a Recom Manged Systems, Inc. and n/k/a Heart Tronics, Inc. during the period of February 10, 2004 to April 14, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 20, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JUNE 20, 2011
CUSIP Number: 82669P104 & 75623Q200
TERMS OF THE SETTLEMENT: The Settlement consists of $4,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the publicly traded common stock of Signalife, Inc. f/k/a Recom Manged Systems, Inc. and n/k/a Heart Tronics, Inc. during the period of February 10, 2004 to April 14, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 20, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JUNE 20, 2011
In Re Semtech Corp. Securities Litigation
Trading Symbol: SMTC
CUSIP Number: 816850101
TERMS OF THE SETTLEMENT: The Settlement consists of $20,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired the common stock of Semtech Corp. during the period of August 27, 2002 to July 19, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JULY 24, 2011
CUSIP Number: 816850101
TERMS OF THE SETTLEMENT: The Settlement consists of $20,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired the common stock of Semtech Corp. during the period of August 27, 2002 to July 19, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JULY 24, 2011
In Re First Trust Portfolios L.P. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $5,150,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all person who purchased shares of First Trust Strategic High Income Fund between July 26, 2005 and July 7, 2008, inclusive, First Trust Strategic High Income Fund II between March 28, 2006 and July 7, 2008, inclusive, or First Trust Strategic High Income Fund III between March 28, 2007 and July 7, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 20, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JULY 20, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $5,150,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all person who purchased shares of First Trust Strategic High Income Fund between July 26, 2005 and July 7, 2008, inclusive, First Trust Strategic High Income Fund II between March 28, 2006 and July 7, 2008, inclusive, or First Trust Strategic High Income Fund III between March 28, 2007 and July 7, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 20, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JULY 20, 2011
Sonntag, 24. April 2011
In Re Bernard L. Madoff Investment Securities LLC (Tremont Funds/Rye Funds) Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $100,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who:
i. were a holder of limited partnership interests in or shares of the Rye Funds (other than Rye Select Broad Market Insurance Portfolio LDC) or the Tremont Funds as of December 11, 2008 (the "State Law Subclass");
ii. purchased limited partnership interests in or shares of the Rye Funds (other than Rye Select Broad Market Insurance Portfolio LDC) or the Tremont Funds between May 10, 1994 through and including December 11, 2008 (the "Securities Subclass"); or
iii. are a holder of limited partnership interests in or shares of any of the Settling Funds ("Fund Distribution Claimants").
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: MAY 11, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 31, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $100,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who:
i. were a holder of limited partnership interests in or shares of the Rye Funds (other than Rye Select Broad Market Insurance Portfolio LDC) or the Tremont Funds as of December 11, 2008 (the "State Law Subclass");
ii. purchased limited partnership interests in or shares of the Rye Funds (other than Rye Select Broad Market Insurance Portfolio LDC) or the Tremont Funds between May 10, 1994 through and including December 11, 2008 (the "Securities Subclass"); or
iii. are a holder of limited partnership interests in or shares of any of the Settling Funds ("Fund Distribution Claimants").
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: MAY 11, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 31, 2011
In Re Addus HomeCare Corp. Securities Litigation
Trading Symbol: ADUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $3,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and/or entities who purchased or otherwise acquired the common stock of Addus HomeCare Corp. during the period of October 27, 2009 to March 18, 2010, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 30, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 17, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $3,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and/or entities who purchased or otherwise acquired the common stock of Addus HomeCare Corp. during the period of October 27, 2009 to March 18, 2010, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 30, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 17, 2011
Sonntag, 17. April 2011
In Re American Capital Corp./Royal Palm Capital Group, Inc. Securities Litigation
Trading Symbol: ACCR
CUSIP Number: 024898108
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $12,500 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased securities of American Capital Corp. and Royal Palm Capital Group, Inc. during the period of August 01, 2002 to May 05, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: APRIL 18, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
CUSIP Number: 024898108
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $12,500 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased securities of American Capital Corp. and Royal Palm Capital Group, Inc. during the period of August 01, 2002 to May 05, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: APRIL 18, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
In Re Nuvelo, Inc. Securities Litigation
Trading Symbol: NUVO
CUSIP Number: 67072M301 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $8,916,670 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the publicly traded Nuvelo, Inc. common stock or call options during the period of January 05, 2006 to December 08, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: MAY 11, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JULY 22, 2011
CUSIP Number: 67072M301 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $8,916,670 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the publicly traded Nuvelo, Inc. common stock or call options during the period of January 05, 2006 to December 08, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: MAY 11, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JULY 22, 2011
Sonntag, 3. April 2011
In Re Fincorp Investments Limited (Australia) Securities Litigation
Trading Symbol: FINCORP
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $29,306,900 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those persons who: (a) on 23 March 2007 held Debentures and/or Unsecured Notes issued by Fincorp Investments Limited; (b) acquired the Debentures and/or Unsecured Notes on or after 7 December 2004 (where "acquired" means the person first made the investment and was issued with the Debenture and/or Unsecured Note on or after 7 December 2004 or the person first made the investment and was issued with the Debenture and/or Unsecured Note before 7 December 2004 but rolled it over on or after 7 December 2004); (c) suffered loss and damage as a result of Sandhurst Trustees Limited's alleged contraventions of the Corporations Act during the period 7 December 2004 to 1 July 2006;(d) either: (i) continue to hold the Debenture and/or Unsecured Note; (ii) are the legal personal representative of a person who held the Debenture and/or Unsecured Note as of 23 March 2007; or (iii) are the holder of the Debenture and/or Unsecured Note by reason of the assignment of the note.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: APRIL 21, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $29,306,900 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those persons who: (a) on 23 March 2007 held Debentures and/or Unsecured Notes issued by Fincorp Investments Limited; (b) acquired the Debentures and/or Unsecured Notes on or after 7 December 2004 (where "acquired" means the person first made the investment and was issued with the Debenture and/or Unsecured Note on or after 7 December 2004 or the person first made the investment and was issued with the Debenture and/or Unsecured Note before 7 December 2004 but rolled it over on or after 7 December 2004); (c) suffered loss and damage as a result of Sandhurst Trustees Limited's alleged contraventions of the Corporations Act during the period 7 December 2004 to 1 July 2006;(d) either: (i) continue to hold the Debenture and/or Unsecured Note; (ii) are the legal personal representative of a person who held the Debenture and/or Unsecured Note as of 23 March 2007; or (iii) are the holder of the Debenture and/or Unsecured Note by reason of the assignment of the note.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: APRIL 21, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
In Re Provident Entities (Capital Financial Services, Inc.) Securities Litigation
Trading Symbol: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,520,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who, purchased or acquired partnership interests, preferred stock, or other securities issued by certain affiliates of Provident Royalties LLC, including corporations designated as "Provident Royalties" or "Shale Royalties" through a series of 21 private placement offerings that were offered and sold by Defendants to investors and who were damaged thereby during the period of September 1, 2006 through January 22, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,520,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who, purchased or acquired partnership interests, preferred stock, or other securities issued by certain affiliates of Provident Royalties LLC, including corporations designated as "Provident Royalties" or "Shale Royalties" through a series of 21 private placement offerings that were offered and sold by Defendants to investors and who were damaged thereby during the period of September 1, 2006 through January 22, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
In Re JA Solar Holdings Co. Ltd. Securities Litigation
Trading Symbol: JASO
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $4,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those who purchased the American Depository Receipts of JA Solar Holdings Co. Ltd. during the period of August 12, 2008 to November 12, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 10, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JUNE 7, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $4,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those who purchased the American Depository Receipts of JA Solar Holdings Co. Ltd. during the period of August 12, 2008 to November 12, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 10, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JUNE 7, 2011
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