Trading Symbol: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Settlement consists of $3,900,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: (1) All persons who purchased 9% cumulative convertible preferred stock – Class A – of Keller Financial Services of Florida, Inc. that were offered and sold pursuant to an offering commencing on or about January 22, 1996, at a price of $10 per share, and;
(2) All persons who purchased secured notes of Keller Financial Services of Florida, Inc. – Series AA – in the principal amount of $1,000 per note pursuant to an offering that commenced on our about July 7, 1995 and concluded on or about December 31, 1995, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: APRIL 30, 2009
TO OBTAIN A PROOF OF CLAIM FORM:
Robert M. Roseman, Esquire
SPECTOR, ROSEMAN KODROFF & WILLIS, P.C.
Tel: 215-496-0300
Fax: 215-496-6611
Email: rroseman@srkw-law.com
* * *
Sammelklage Keller Financial
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