Trading Symbol: RFX
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $25,300,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired Refco Group Ltd., LLC/Refco Finance Inc. 9% Senior Subordinated Notes due 2012 and/or Refco, Inc. common stock during the Class Period of July 01, 2004 to October 17, 2005, inclusive, either in the
respective initial offering, pursuant to a registration statement, or in the secondary market.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: FEBRUARY 19, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 15, 2011
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