Trading Symbol: DNDN
CUSIP Number: 24823Q107
TERMS OF THE SETTLEMENT: The Settlement consists of $16,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased the common stock of Dendreon Corporation during the period of March 29, 2007 to May 08, 2007, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 10, 2011
Sonntag, 21. November 2010
In Re Gildan Activewear (USA) Securities Litigation
Trading Symbol: GIL
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $22,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired common shares of Gildan Activewear Inc. during the period from and including August 2, 2007 to and including April 29, 2008 and either: (i) are now or were at the time of the purchase or acquisition U.S. residents or
(ii) purchased or otherwise acquired such shares on the New York Stock Exchange; other than
(i) Excluded Persons; and (ii) members of the Québec Class.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 10, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 10, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $22,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired common shares of Gildan Activewear Inc. during the period from and including August 2, 2007 to and including April 29, 2008 and either: (i) are now or were at the time of the purchase or acquisition U.S. residents or
(ii) purchased or otherwise acquired such shares on the New York Stock Exchange; other than
(i) Excluded Persons; and (ii) members of the Québec Class.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 10, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 10, 2011
In Re GSI Group Inc. Securities Litigation
Trading Symbol: GSIG
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $3,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired GSI Group Inc. common stock during the period of February 27, 2007 to June 30, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: FEBRUARY 2, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 11, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $3,250,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired GSI Group Inc. common stock during the period of February 27, 2007 to June 30, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: FEBRUARY 2, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 11, 2011
Sonntag, 14. November 2010
In Re Sears, Roebuck & Co. Securities Litigation
Trading Symbol: S
CUSIP Number: 812387108 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $550,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION:
On behalf of:
(a) Investors who sold Sears, Roebuck & Co.’s shares during the Class period of September 9, 2004 to November 16, 2004, excluding the short sellers of Sears’ shares, except for those short sellers who remained in a short position at the close of trading on November 16, 2004;
(b) Sellers of Sears’ call options during the Class Period whose call option positions remained open after the close of trading on November 16, 2004;
(c) Buyers of Sears’ put options who purchased their put options during the Class Period, whose put options positions remained open as of the close of trading on November 16, 2004;
(d) Buyers of Sears’ call options during the Class Period whose call options expired worthless before the last day of the class period; and/or
(e) Sellers of Sears’ put options during the Class Period who covered those put options during the Class Period.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 7, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: APRIL 21, 2011
CUSIP Number: 812387108 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $550,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION:
On behalf of:
(a) Investors who sold Sears, Roebuck & Co.’s shares during the Class period of September 9, 2004 to November 16, 2004, excluding the short sellers of Sears’ shares, except for those short sellers who remained in a short position at the close of trading on November 16, 2004;
(b) Sellers of Sears’ call options during the Class Period whose call option positions remained open after the close of trading on November 16, 2004;
(c) Buyers of Sears’ put options who purchased their put options during the Class Period, whose put options positions remained open as of the close of trading on November 16, 2004;
(d) Buyers of Sears’ call options during the Class Period whose call options expired worthless before the last day of the class period; and/or
(e) Sellers of Sears’ put options during the Class Period who covered those put options during the Class Period.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 7, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: APRIL 21, 2011
In Re Hemispherx Biopharma, Inc. Securities Litigation
Trading Symbol: HEB
CUSIP Number: 42366C103
TERMS OF THE SETTLEMENT: The Settlement consists of $3,600,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired Hemispherx Biopharma, Inc. common stock during the period of February 18, 2009 to December 01, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 29, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 19, 2011
CUSIP Number: 42366C103
TERMS OF THE SETTLEMENT: The Settlement consists of $3,600,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired Hemispherx Biopharma, Inc. common stock during the period of February 18, 2009 to December 01, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 29, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 19, 2011
In Re Force Protection, Inc. Securities Litigation
Trading Symbol: FRPT
CUSIP Number: 345203202
TERMS OF THE SETTLEMENT: The Settlement consists of $24,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased Force Protection, Inc. common stock during the period of January 18, 2007 to March 14, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 27, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 11, 2011
CUSIP Number: 345203202
TERMS OF THE SETTLEMENT: The Settlement consists of $24,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased Force Protection, Inc. common stock during the period of January 18, 2007 to March 14, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 27, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: MARCH 11, 2011
Samstag, 30. Oktober 2010
In Re TomoTherapy, Inc. Securities Litigation
Trading Symbol: TOMO
CUSIP Number: 890088107 & Options
TERMS OF THE SETTLEMENT: The Settlement consists of $5,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those who purchased or acquired common stock TomoTherapy, Inc. during the period of May 09, 2007 to July 31, 2008, inclusive. Included in the Class are those persons who purchased or acquired TOMO common stock pursuant to or traceable to TOMO's
May 9, 2007 Initial Public Offering and/or TOMO's October 16, 2007 Secondary Public Offering.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 18, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 18, 2011
CUSIP Number: 890088107 & Options
TERMS OF THE SETTLEMENT: The Settlement consists of $5,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those who purchased or acquired common stock TomoTherapy, Inc. during the period of May 09, 2007 to July 31, 2008, inclusive. Included in the Class are those persons who purchased or acquired TOMO common stock pursuant to or traceable to TOMO's
May 9, 2007 Initial Public Offering and/or TOMO's October 16, 2007 Secondary Public Offering.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 18, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 18, 2011
In Re Southwest Securities, Inc. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $10,276,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of the mutual funds that had marketing arrangements with Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh, during the period from October 1, 2002 through September 30, 2003; or, in the case of mutual funds that have been merged into other mutual funds, to their successors in interest.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $10,276,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of the mutual funds that had marketing arrangements with Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh, during the period from October 1, 2002 through September 30, 2003; or, in the case of mutual funds that have been merged into other mutual funds, to their successors in interest.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
In Re RSL Communications Ltd. Securities Litigation
Trading Symbol: RSLC
CUSIP Number: 2110327, 5925517, BMG7702U1027 & G7702U102
TERMS OF THE SETTLEMENT: The Settlement consists of $6,750,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired RSL Communications Ltd. common stock during the period of April 30, 1999 to December 29, 2000, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 10, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 22, 2011
CUSIP Number: 2110327, 5925517, BMG7702U1027 & G7702U102
TERMS OF THE SETTLEMENT: The Settlement consists of $6,750,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired RSL Communications Ltd. common stock during the period of April 30, 1999 to December 29, 2000, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 10, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 22, 2011
Samstag, 23. Oktober 2010
In Re Stolt-Nielsen S.A. Securities Litigation
Trading Symbol: SNI & SNSA
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $2,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who
(i) purchased Stolt-Nielsen S.A. American Depository Receipts during the period of February 01, 2001 to February 20, 2003, or
(ii) purchased Stolt-Nielsen ordinary shares on the Oslo Stock Exchange the period of February 01, 2001 to February 20, 2003, and were located in the United States at the time.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: NOVEMBER 15, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 24, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $2,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who
(i) purchased Stolt-Nielsen S.A. American Depository Receipts during the period of February 01, 2001 to February 20, 2003, or
(ii) purchased Stolt-Nielsen ordinary shares on the Oslo Stock Exchange the period of February 01, 2001 to February 20, 2003, and were located in the United States at the time.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: NOVEMBER 15, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 24, 2011
In Re China Sunergy Co., Ltd. Securities Litigation
Trading Symbol: CSUN
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $1,050,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased the American Depositary Shares of China Sunergy Co., Ltd. from May 17, 2007 through August 23, 2007, inclusive, on the open market or pursuant or traceable to the Company's May 17, 2007 Initial Public Offering Prospectus and Registration Statement.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: FEBRUARY 17, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 27, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $1,050,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased the American Depositary Shares of China Sunergy Co., Ltd. from May 17, 2007 through August 23, 2007, inclusive, on the open market or pursuant or traceable to the Company's May 17, 2007 Initial Public Offering Prospectus and Registration Statement.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: FEBRUARY 17, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 27, 2011
In Re Merix Corp. Securities Litigation
Trading Symbol: MERX
CUSIP Number: 590049102
TERMS OF THE SETTLEMENT: The Settlement consists of $2,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired the common stock of Merix Corp. from an (i.e., UBS Securities LLC, Thomas Weisel Partners LLC, Needham & Company, Inc., Wells Fargo Securities, LLC, Raymond James & Associates, Inc. and William Blair & Company, LLC) directly pursuant to Merix's January 29, 2004 Offering, held the stock through May 13, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 13, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 12, 2011
CUSIP Number: 590049102
TERMS OF THE SETTLEMENT: The Settlement consists of $2,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired the common stock of Merix Corp. from an (i.e., UBS Securities LLC, Thomas Weisel Partners LLC, Needham & Company, Inc., Wells Fargo Securities, LLC, Raymond James & Associates, Inc. and William Blair & Company, LLC) directly pursuant to Merix's January 29, 2004 Offering, held the stock through May 13, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 13, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 12, 2011
In Re Safenet, Inc. Securities Litigation
Trading Symbol: SFNT
CUSIP Number: 78645R107
TERMS OF THE SETTLEMENT: The Settlement consists of $25,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or acquired the common stock of SafeNet, Inc. during the period from March 31, 2003 through and including May 18, 2006, inclusive. The Class also includes the following subclasses:
- On behalf of all former shareholders of Rainbow Technologies, Inc. whose Rainbow shares were converted into common shares of SafeNet pursuant to the registration statement and joint proxy statement/prospectus filed with the United States Securities and Exchange Commission in connection with the March 14, 2004 acquisition of Rainbow by SafeNet of all outstanding shares of Rainbow.
- On behalf of all persons or entities that were entitled to vote on the proxy statements filed by SafeNet with the SEC on or about April 30, 2003, February 12, 2004, April 29, 2004 and July 6, 2005.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: NOVEMBER 29, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 14, 2011
CUSIP Number: 78645R107
TERMS OF THE SETTLEMENT: The Settlement consists of $25,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or acquired the common stock of SafeNet, Inc. during the period from March 31, 2003 through and including May 18, 2006, inclusive. The Class also includes the following subclasses:
- On behalf of all former shareholders of Rainbow Technologies, Inc. whose Rainbow shares were converted into common shares of SafeNet pursuant to the registration statement and joint proxy statement/prospectus filed with the United States Securities and Exchange Commission in connection with the March 14, 2004 acquisition of Rainbow by SafeNet of all outstanding shares of Rainbow.
- On behalf of all persons or entities that were entitled to vote on the proxy statements filed by SafeNet with the SEC on or about April 30, 2003, February 12, 2004, April 29, 2004 and July 6, 2005.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: NOVEMBER 29, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: FEBRUARY 14, 2011
Dienstag, 19. Oktober 2010
In Re Agria Corp. Securities Litigation
Trading Symbol: GRO
CUSIP Number: 00850H103, B28SJV3 , B294T09 & US00850H1032
TERMS OF THE SETTLEMENT: The Settlement consists of $3,750,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the American Depository Shares of Agria Corp.pursuant and/or traceable to the Company's initial public offering on or about November 6, 2007 through June 26, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 7, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 14, 2011
CUSIP Number: 00850H103, B28SJV3 , B294T09 & US00850H1032
TERMS OF THE SETTLEMENT: The Settlement consists of $3,750,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased the American Depository Shares of Agria Corp.pursuant and/or traceable to the Company's initial public offering on or about November 6, 2007 through June 26, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JANUARY 7, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 14, 2011
In Re CV Technologies, Inc. Securities Litigation
Trading Symbol: CVQ
CUSIP Number: 126664101 & CA1266641010
TERMS OF THE SETTLEMENT: The Settlement consists of $6,656,960 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons, who acquired securities of CV Technologies Inc., now known as Afexa Life Sciences Inc., during the period from December 11, 2006 to March 23, 2007; on the Toronto Stock Exchange and who held some or all of those Shares at the close of trading on the TSX on March 26, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 6, 2011
CUSIP Number: 126664101 & CA1266641010
TERMS OF THE SETTLEMENT: The Settlement consists of $6,656,960 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons, who acquired securities of CV Technologies Inc., now known as Afexa Life Sciences Inc., during the period from December 11, 2006 to March 23, 2007; on the Toronto Stock Exchange and who held some or all of those Shares at the close of trading on the TSX on March 26, 2007.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: DECEMBER 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JANUARY 6, 2011
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