Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $100,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who:
i. were a holder of limited partnership interests in or shares of the Rye Funds (other than Rye Select Broad Market Insurance Portfolio LDC) or the Tremont Funds as of December 11, 2008 (the "State Law Subclass");
ii. purchased limited partnership interests in or shares of the Rye Funds (other than Rye Select Broad Market Insurance Portfolio LDC) or the Tremont Funds between May 10, 1994 through and including December 11, 2008 (the "Securities Subclass"); or
iii. are a holder of limited partnership interests in or shares of any of the Settling Funds ("Fund Distribution Claimants").
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: MAY 11, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 31, 2011
Informationen zu Musterklageverfahren und US-amerikanischen Sammelklagen (class actions)
Sonntag, 24. April 2011
In Re Addus HomeCare Corp. Securities Litigation
Trading Symbol: ADUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $3,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and/or entities who purchased or otherwise acquired the common stock of Addus HomeCare Corp. during the period of October 27, 2009 to March 18, 2010, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 30, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 17, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $3,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and/or entities who purchased or otherwise acquired the common stock of Addus HomeCare Corp. during the period of October 27, 2009 to March 18, 2010, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 30, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 17, 2011
Sonntag, 17. April 2011
In Re American Capital Corp./Royal Palm Capital Group, Inc. Securities Litigation
Trading Symbol: ACCR
CUSIP Number: 024898108
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $12,500 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased securities of American Capital Corp. and Royal Palm Capital Group, Inc. during the period of August 01, 2002 to May 05, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: APRIL 18, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
CUSIP Number: 024898108
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $12,500 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased securities of American Capital Corp. and Royal Palm Capital Group, Inc. during the period of August 01, 2002 to May 05, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: APRIL 18, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
In Re Nuvelo, Inc. Securities Litigation
Trading Symbol: NUVO
CUSIP Number: 67072M301 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $8,916,670 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the publicly traded Nuvelo, Inc. common stock or call options during the period of January 05, 2006 to December 08, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: MAY 11, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JULY 22, 2011
CUSIP Number: 67072M301 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $8,916,670 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the publicly traded Nuvelo, Inc. common stock or call options during the period of January 05, 2006 to December 08, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: MAY 11, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JULY 22, 2011
Sonntag, 3. April 2011
In Re Fincorp Investments Limited (Australia) Securities Litigation
Trading Symbol: FINCORP
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $29,306,900 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those persons who: (a) on 23 March 2007 held Debentures and/or Unsecured Notes issued by Fincorp Investments Limited; (b) acquired the Debentures and/or Unsecured Notes on or after 7 December 2004 (where "acquired" means the person first made the investment and was issued with the Debenture and/or Unsecured Note on or after 7 December 2004 or the person first made the investment and was issued with the Debenture and/or Unsecured Note before 7 December 2004 but rolled it over on or after 7 December 2004); (c) suffered loss and damage as a result of Sandhurst Trustees Limited's alleged contraventions of the Corporations Act during the period 7 December 2004 to 1 July 2006;(d) either: (i) continue to hold the Debenture and/or Unsecured Note; (ii) are the legal personal representative of a person who held the Debenture and/or Unsecured Note as of 23 March 2007; or (iii) are the holder of the Debenture and/or Unsecured Note by reason of the assignment of the note.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: APRIL 21, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $29,306,900 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those persons who: (a) on 23 March 2007 held Debentures and/or Unsecured Notes issued by Fincorp Investments Limited; (b) acquired the Debentures and/or Unsecured Notes on or after 7 December 2004 (where "acquired" means the person first made the investment and was issued with the Debenture and/or Unsecured Note on or after 7 December 2004 or the person first made the investment and was issued with the Debenture and/or Unsecured Note before 7 December 2004 but rolled it over on or after 7 December 2004); (c) suffered loss and damage as a result of Sandhurst Trustees Limited's alleged contraventions of the Corporations Act during the period 7 December 2004 to 1 July 2006;(d) either: (i) continue to hold the Debenture and/or Unsecured Note; (ii) are the legal personal representative of a person who held the Debenture and/or Unsecured Note as of 23 March 2007; or (iii) are the holder of the Debenture and/or Unsecured Note by reason of the assignment of the note.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: APRIL 21, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
In Re Provident Entities (Capital Financial Services, Inc.) Securities Litigation
Trading Symbol: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,520,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who, purchased or acquired partnership interests, preferred stock, or other securities issued by certain affiliates of Provident Royalties LLC, including corporations designated as "Provident Royalties" or "Shale Royalties" through a series of 21 private placement offerings that were offered and sold by Defendants to investors and who were damaged thereby during the period of September 1, 2006 through January 22, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
CUSIP Number: N/A
TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,520,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who, purchased or acquired partnership interests, preferred stock, or other securities issued by certain affiliates of Provident Royalties LLC, including corporations designated as "Provident Royalties" or "Shale Royalties" through a series of 21 private placement offerings that were offered and sold by Defendants to investors and who were damaged thereby during the period of September 1, 2006 through January 22, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
In Re JA Solar Holdings Co. Ltd. Securities Litigation
Trading Symbol: JASO
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $4,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those who purchased the American Depository Receipts of JA Solar Holdings Co. Ltd. during the period of August 12, 2008 to November 12, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 10, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JUNE 7, 2011
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $4,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all those who purchased the American Depository Receipts of JA Solar Holdings Co. Ltd. during the period of August 12, 2008 to November 12, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JUNE 10, 2011
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: JUNE 7, 2011
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