Sonntag, 3. April 2011

In Re Provident Entities (Capital Financial Services, Inc.) Securities Litigation

Trading Symbol: N/A
CUSIP Number: N/A

TERMS OF THE SETTLEMENT: The Partial Settlement consists of $1,520,000 in cash and will include interest on the Settlement Fund prior to distribution.

CLASS DESCRIPTION: On behalf of all persons who, purchased or acquired partnership interests, preferred stock, or other securities issued by certain affiliates of Provident Royalties LLC, including corporations designated as "Provident Royalties" or "Shale Royalties" through a series of 21 private placement offerings that were offered and sold by Defendants to investors and who were damaged thereby during the period of September 1, 2006 through January 22, 2009, inclusive.

IMPORTANT DATES:

DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A

DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A

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