Trading Symbol: ACS
CUSIP Number: 008190100
TERMS OF THE SETTLEMENT: The Settlement consists of $69,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all record and beneficial holders of Affiliated Computer Services, Inc. Class A common stock at any time during the period of September 27, 2009 to February 05, 2010, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 23, 2010
Sonntag, 4. Juli 2010
In Re Alger Mutual Funds Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $4,828,800 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased and/or held shares in certain mutual funds in the Alger Fund Complex advised and/or managed by Fred Alger Management, Inc. during the period of November 01, 1998 to September 03, 2003, and were adversely affected by market timing
and/or late trading in the Funds, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 21, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 8, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $4,828,800 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased and/or held shares in certain mutual funds in the Alger Fund Complex advised and/or managed by Fred Alger Management, Inc. during the period of November 01, 1998 to September 03, 2003, and were adversely affected by market timing
and/or late trading in the Funds, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 21, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 8, 2010
In Re Bank One (One Group) Mutual Funds Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $5,599,500 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who, during the Class Period of November 1, 1998 to September 3, 2003, purchased or otherwise acquired and/or held shares in any of the IDC Funds during the Class Period, and are a Fair Fund Recipient or Distribution Class Member, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 21, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $5,599,500 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who, during the Class Period of November 1, 1998 to September 3, 2003, purchased or otherwise acquired and/or held shares in any of the IDC Funds during the Class Period, and are a Fair Fund Recipient or Distribution Class Member, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 21, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
In Re Charles Schwab & Co., Inc. Securities Litigation (California Settlement)
Trading Symbol: SWYPX & SWYSX
CUSIP Number: 808525109 & 808525208
TERMS OF THE SETTLEMENT: The Settlement consists of $35,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of persons who bought shares in the Schwab YieldPlus Fund. The classes are as follows:
a. The Section 11 class includes: All persons or entities who acquired shares of the fund traceable to a false and misleading registration statement for the fund and who were damages thereby. The class period for the Section 11 class is November 15, 2006, through March 17, 2008.
b. The Section 12 class includes: All persons or entities who acquired shares of the fund traceable to a false and misleading prospectus for the fund and who were damaged thereby. The class period for the Section 12 class is May 31, 2006, through March 17, 2008.
c. A single state class consisting of those California resident investors who held shares in the fund on September 1, 2006.
d. A Section 13(a) Class consisting of all persons or entities who owned shares of the Fund on September 1, 2006.
CUSIP Number: 808525109 & 808525208
TERMS OF THE SETTLEMENT: The Settlement consists of $35,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of persons who bought shares in the Schwab YieldPlus Fund. The classes are as follows:
a. The Section 11 class includes: All persons or entities who acquired shares of the fund traceable to a false and misleading registration statement for the fund and who were damages thereby. The class period for the Section 11 class is November 15, 2006, through March 17, 2008.
b. The Section 12 class includes: All persons or entities who acquired shares of the fund traceable to a false and misleading prospectus for the fund and who were damaged thereby. The class period for the Section 12 class is May 31, 2006, through March 17, 2008.
c. A single state class consisting of those California resident investors who held shares in the fund on September 1, 2006.
d. A Section 13(a) Class consisting of all persons or entities who owned shares of the Fund on September 1, 2006.
In Re Charles Schwab & Co., Inc. Securities Litigation
Trading Symbol: SWYPX & SWYSX
CUSIP Number: 808525109 & 808525208
TERMS OF THE SETTLEMENT: The Settlement consists of $200,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION:
On behalf of persons who bought shares in the Schwab YieldPlus Fund. The classes are as follows:
a. The Section 11 class includes: All persons or entities who acquired shares of the fund traceable to a false and misleading registration statement for the fund and who were damages thereby. The class period for the Section 11 class is November 15, 2006, through March 17, 2008.
b. The Section 12 class includes: All persons or entities who acquired shares of the fund traceable to a false and misleading prospectus for the fund and who were damaged thereby. The class period for the Section 12 class is May 31, 2006, through March 17, 2008.
c. A single state class consisting of those California resident investors who held shares in the fund on September 1, 2006.
d. A Section 13(a) Class consisting of all persons or entities who owned shares of the Fund on September 1, 2006.
CUSIP Number: 808525109 & 808525208
TERMS OF THE SETTLEMENT: The Settlement consists of $200,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION:
On behalf of persons who bought shares in the Schwab YieldPlus Fund. The classes are as follows:
a. The Section 11 class includes: All persons or entities who acquired shares of the fund traceable to a false and misleading registration statement for the fund and who were damages thereby. The class period for the Section 11 class is November 15, 2006, through March 17, 2008.
b. The Section 12 class includes: All persons or entities who acquired shares of the fund traceable to a false and misleading prospectus for the fund and who were damaged thereby. The class period for the Section 12 class is May 31, 2006, through March 17, 2008.
c. A single state class consisting of those California resident investors who held shares in the fund on September 1, 2006.
d. A Section 13(a) Class consisting of all persons or entities who owned shares of the Fund on September 1, 2006.
In Re Fremont Investment Advisors, Inc. Securities Litigation
Trading Symbol: FMAFX & FUSMX
CUSIP Number: 357378108 & 357378702
TERMS OF THE SETTLEMENT: The Settlement consists of $4,146,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of eligible investors in the Fremont U.S. Micro-Cap Fund and the Fremont Global Fund during the period of January 1, 2001 to October 31, 2002, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
CUSIP Number: 357378108 & 357378702
TERMS OF THE SETTLEMENT: The Settlement consists of $4,146,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of eligible investors in the Fremont U.S. Micro-Cap Fund and the Fremont Global Fund during the period of January 1, 2001 to October 31, 2002, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: TBD
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: TBD
In Re Healthways, Inc. Securities Litigation
Trading Symbol: HWAY
CUSIP Number: 422245100 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $23,600,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the securities of Healthways, Inc. during the period of July 5, 2007 through August 25, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 10, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 25, 2010
CUSIP Number: 422245100 & OPTIONS
TERMS OF THE SETTLEMENT: The Settlement consists of $23,600,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all purchasers of the securities of Healthways, Inc. during the period of July 5, 2007 through August 25, 2008, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 10, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 25, 2010
In Re Janus Funds Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $2,604,700 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased, redeemed, exchanged, owned, and/or held shares in certain mutual funds in the Janus family of mutual funds. The mutual funds involved are: Janus Adviser Worldwide Fund, Janus Adviser International Growth Fund (f/k/a Janus Advisor International Fund), Janus Enterprise Fund, Janus Overseas Fund, Janus Worldwide Fund, Janus Mercury Fund, and Janus High Yield Fund during the period of January 1, 2000 through September 30, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 21, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 8, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $2,604,700 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities that purchased, redeemed, exchanged, owned, and/or held shares in certain mutual funds in the Janus family of mutual funds. The mutual funds involved are: Janus Adviser Worldwide Fund, Janus Adviser International Growth Fund (f/k/a Janus Advisor International Fund), Janus Enterprise Fund, Janus Overseas Fund, Janus Worldwide Fund, Janus Mercury Fund, and Janus High Yield Fund during the period of January 1, 2000 through September 30, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 21, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: DECEMBER 8, 2010
In Re NutraCea Inc. Securities Litigation
Trading Symbol: NTRZ
CUSIP Number: 67060N204
TERMS OF THE SETTLEMENT: The Settlement consists of $1,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired the common stock of NutraCea Inc. during the period of April 02, 2007 to February 23, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 10, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 10, 2010
CUSIP Number: 67060N204
TERMS OF THE SETTLEMENT: The Settlement consists of $1,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired the common stock of NutraCea Inc. during the period of April 02, 2007 to February 23, 2009, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 10, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 10, 2010
Montag, 21. Juni 2010
In Re Avaya, Inc. Securities Litigation
Trading Symbol: AV
CUSIP Number: 053499109
TERMS OF THE SETTLEMENT: The Settlement consists of $4,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or acquired Avaya, Inc. publicly traded securities during the period of March 02, 2005 to April 19, 2005, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 26, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 9, 2010
CUSIP Number: 053499109
TERMS OF THE SETTLEMENT: The Settlement consists of $4,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or acquired Avaya, Inc. publicly traded securities during the period of March 02, 2005 to April 19, 2005, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 26, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 9, 2010
In Re Bear Lake Gold, Ltd. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $1,274,336 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased common stock of BLG traded on the TSX-V during the period from July 18, 2006 to and including July 17, 2009, and who held some or all of those shares when trading in BLG's common stock was halted on July 17, 2009.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $1,274,336 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased common stock of BLG traded on the TSX-V during the period from July 18, 2006 to and including July 17, 2009, and who held some or all of those shares when trading in BLG's common stock was halted on July 17, 2009.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: N/A
In Re Huffy Corp. Securities Litigation
Trading Symbol: HUFCQ
CUSIP Number: 444356109
TERMS OF THE SETTLEMENT: The Settlement consists of $8,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased Huffy Corp. publicly-traded securities during the period of April 16, 2002 through August 13, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 8, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 13, 2010
CUSIP Number: 444356109
TERMS OF THE SETTLEMENT: The Settlement consists of $8,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased Huffy Corp. publicly-traded securities during the period of April 16, 2002 through August 13, 2004, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: SEPTEMBER 8, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 13, 2010
Montag, 14. Juni 2010
In Re TyCom, Ltd. Securities Litigation
Trading Symbol: TCM
CUSIP Number: G9144B106
TERMS OF THE SETTLEMENT: The Settlement consists of $79,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired shares of TyCom Ltd. during the period of July 26, 2000, through December 17, 2001, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 1, 2010
CUSIP Number: G9144B106
TERMS OF THE SETTLEMENT: The Settlement consists of $79,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired shares of TyCom Ltd. during the period of July 26, 2000, through December 17, 2001, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: N/A
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: OCTOBER 1, 2010
In Re Broadcom Corp. Securities Litigation
Trading Symbol: BRCM
CUSIP Number: 111320107
TERMS OF THE SETTLEMENT: The Settlement consists of $160,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired Broadcom Corp. Class A common stock during the period of July 21, 2005 to July 13, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 16, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 13, 2010
CUSIP Number: 111320107
TERMS OF THE SETTLEMENT: The Settlement consists of $160,500,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons or entities who purchased or otherwise acquired Broadcom Corp. Class A common stock during the period of July 21, 2005 to July 13, 2006, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 16, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: AUGUST 13, 2010
In Re HealthSouth Corp. Securities Litigation
Trading Symbol: VARIOUS
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $117,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired the stock or options of HealthSouth Corp., including HealthSouth securities received in exchange for the stock or options of certain other companies acquired by HealthSouth between April 24, 1997 and March 18, 2003
and to all persons who purchased or otherwise acquired HealthSouth bonds, notes or other debt instruments during the period between March 31, 1998 and March 18, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 29, 2010
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $117,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons who purchased or otherwise acquired the stock or options of HealthSouth Corp., including HealthSouth securities received in exchange for the stock or options of certain other companies acquired by HealthSouth between April 24, 1997 and March 18, 2003
and to all persons who purchased or otherwise acquired HealthSouth bonds, notes or other debt instruments during the period between March 31, 1998 and March 18, 2003, inclusive.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: JULY 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: SEPTEMBER 29, 2010
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