Trading Symbol: RFX
CUSIP Number: VARIOUS
TERMS OF THE SETTLEMENT: The Settlement consists of $130,000,000 in cash and will include interest on the Settlement Fund prior to distribution.
CLASS DESCRIPTION: On behalf of all persons and entities who purchased or otherwise acquired Refco Group Ltd., LLC/Refco Finance Inc. 9% Senior Subordinated Notes due 2012 and/or Refco, Inc. common stock during the class period July 01, 2004 to October 17, 2005, either in the respective initial offering, pursuant to a registration statement, or in the secondary market.
IMPORTANT DATES:
DATE TO SEEK EXCLUSION
FROM THE CLASS: OCTOBER 7, 2010
DATE FOR SUBMISSION OF
PROOF OF CLAIM FORMS: NOVEMBER 9, 2010
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